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Registered advisor
R••• D•••• S•••••
Feed of 09/14/2026
At current firm
4 y
since Jan 12, 2022
In the industry
14 y
since Mar 16, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 12, 2022 · Palm Beach Gardens, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 25, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 19, 2014 to Jul 13, 2018 · Palm Beach, Fl
- M••••• S•••••• wirehouseOct 22, 2013 to Jun 10, 2014 · West Palm Beach, Fl
- G•• A••••••• S•••••••• L•• asset managerApr 26, 2012 to May 17, 2013 · Jupiter, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Jan 25, 2022, registered Jan 12, 2022 (-13 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to S•••••••• A••••••• L••left Jun 10, 2014, registered Aug 19, 2014 (70 days) · Wirehouse to affiliated broker-dealer or bank
- G•• A••••••• S•••••••• L•• to M••••• S••••••left May 17, 2013, registered Oct 22, 2013 (158 days) · Other
Signals
- R••• D•••• S••••• left F••••••• P••••••• A•• W•••••••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2022-01-12)Jan 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address