DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ossie Patton

Bok Financial AdvisorsBD affiliatedTulsa, Ok dual registrantIAPD 6009883

Feed of 09/15/2026

At current firm

3 y

since Nov 30, 2022

In the industry

14 y

since Feb 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Bok Financial Advisors BD affiliated current
since Nov 30, 2022 · Bixby, Ok
Cetera Investment Advisers LLC BD affiliated
Dec 23, 2020 to Nov 18, 2022 · Tulsa, Ok
Securian Financial Services, Inc. former
Sep 25, 2017 to Dec 11, 2020 · Tulsa, Ok
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 20, 2014 to Sep 18, 2017 · Tulsa, Ok
Edward Jones national BD
Apr 17, 2012 to Oct 8, 2014 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Bok Financial Advisors
left Nov 18, 2022, registered Nov 30, 2022 (12 days) · Affiliated broker-dealer or bank to another
Securian Financial Services, Inc. to Cetera Investment Advisers LLC
left Dec 11, 2020, registered Dec 23, 2020 (12 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Securian Financial Services, Inc.
left Sep 18, 2017, registered Sep 25, 2017 (7 days) · Other
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 8, 2014, registered Oct 20, 2014 (12 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Ossie Patton left Cetera Investment Advisers Llc for Bok Financial Advisors (registered 2022-11-30)
Nov 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address