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Registered advisor
S•••• K••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Aug 4, 2022
In the industry
14 y
since Mar 20, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 4, 2022 · Plano, Tx
- W•••• F•••• A••••••• wirehouseAug 2, 2019 to May 10, 2022 · Plano, Tx
- M••••• S•••••• wirehouseDec 3, 2012 to Aug 7, 2019 · Plano, Tx
- C•••••• G•••• • C• I•• formerApr 5, 2012 to Sep 14, 2012 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left May 10, 2022, registered Aug 4, 2022 (86 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 7, 2019, registered Aug 2, 2019 (-5 days) · Wirehouse to wirehouse
- C•••••• G•••• • C• I•• to M••••• S••••••left Sep 14, 2012, registered Dec 3, 2012 (80 days) · Other
Signals
- S•••• K•••••••• left W•••• F•••• A••••••• for V••••••• A•••••••• I••• (registered 2022-08-04)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address