RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••••• F•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 25, 2018 · Wheaton, Il
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 13, 2015 to Apr 25, 2018 · Madison, Wi
- R•••••• W••••• A•••••••• I••• independent RIAAug 21, 2013 to Feb 6, 2015 · Madison, Wi
- I•••••••• A•••••••• L•• BD affiliatedFeb 8, 2012 to Aug 20, 2013 · Madison, Wi
- H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Apr 25, 2018, registered Apr 25, 2018 (0 days) · RIA to RIA
- R•••••• W••••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Feb 6, 2015, registered Feb 13, 2015 (7 days) · Other
- I•••••••• A•••••••• L•• to R•••••• W••••• A•••••••• I•••left Aug 20, 2013, registered Aug 21, 2013 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address