RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• Y••••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 8, 2025 · Monroe, La
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Dec 9, 2025 · Lake Charles, La
- C••••• A••••••• L•• formerJun 25, 2021 to Mar 21, 2024 · West Monroe, La
- E••••• J•••• national BDDec 19, 2017 to Jun 28, 2021 · Monroe, La
- M•••• C••••••• A••••••• S•••••• BD affiliatedJun 7, 2013 to Aug 11, 2014 · Palm Beach Gardens, Fl
- M••••• K••••• • C••••••• L•• formerJul 11, 2012 to Jan 11, 2013 · Monroe, La
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Dec 9, 2025, registered Dec 8, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C••••• A••••••• L••left Jun 28, 2021, registered Jun 25, 2021 (-3 days) · Affiliated broker-dealer or bank to another
- M•••• C••••••• A••••••• S•••••• to E••••• J••••left Aug 11, 2014, registered Dec 19, 2017 (1226 days) · Other
- M••••• K••••• • C••••••• L•• to M•••• C••••••• A••••••• S••••••left Jan 11, 2013, registered Jun 7, 2013 (147 days) · Other
- R••••• A••••• Y•••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-12-08)Dec 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address