DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• G••••
Legal name M• G•••• I••••••••• A••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Nov 18, 2020 · 9 filings
SEC status approved since Dec 18, 2020
RAUM
$344M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
28%
$97.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$172M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$344M as of Mar 16, 2026
Mar 2, 2021$201M then
HNW client RAUM$55.4M as of Mar 16, 2026
Mar 2, 2021$19.3M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 2, 20213 then
Employees (5.A)2 as of Mar 16, 2026
Mar 2, 20213 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- ocio institutional a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $172MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 193derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $583,681derivedHNW RAUM over HNW clients
- Average account
- $766,836derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$246M72%
- High-net-worth individuals$55.4M16%
- Individuals$42.1M12%
- Individual clients
- 291reported
- HNW clients
- 95reported
- Pension plan clients
- 62reported
- Charitable clients
- n/areported
- Accounts
- 448reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.28 fund_share=0.0 institutional_share=0.72 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A••••• M••••••• | Medford, Or | Feb 8, 2012 | 26 y | 1 |
| E••••• G•• L••••• | Valleyford, Wa | Apr 28, 2012 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• C•••• M•••••• to B••••••••• C•••••• M••••••••• L••Dec 11, 2012 · Other
Joined, latest
- J••• A••••• M••••••• from K•• F•••••••• S•••••••• I••Feb 8, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• J•••• A••••• · Ceo/Cco/Managing Membercontrolsince 06/2017 · owns 75% or more
- M•••••••• J•••• A••••• · President/Secretary/Treasurercontrolsince 06/2015 · owns 75% or more of M• G•••• A•••••• H••••••• I••
Entity owners
- M• G•••• A•••••• H••••••• I•• · Ceodirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Garden, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Medford, OR1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 16, 2026institutional share of RAUM of 72% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 24.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 462 to 448Feb 26, 2025 to Mar 16, 2026
- Advisory employees · 3 to 2Feb 26, 2025 to Mar 16, 2026
- HNW clients · 55 to 95Feb 26, 2025 to Mar 16, 2026
- Individual clients · 341 to 291Feb 26, 2025 to Mar 16, 2026
- Pension plan clients · 66 to 62Feb 26, 2025 to Mar 16, 2026
- Employees · 3 to 2Feb 26, 2025 to Mar 16, 2026
- State-registered IARs · 3 to 2Feb 26, 2025 to Mar 16, 2026
- Discretionary RAUM · $223M to $257MFeb 26, 2025 to Mar 16, 2026
- HNW RAUM · $49.5M to $55.4MFeb 26, 2025 to Mar 16, 2026
- Individual RAUM · $31.2M to $42.1MFeb 26, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $77.1M to $86.6MFeb 26, 2025 to Mar 16, 2026
- Pension RAUM · $219M to $246MFeb 26, 2025 to Mar 16, 2026
- RAUM · $300M to $344MFeb 26, 2025 to Mar 16, 2026
- Accounts · 396 to 462Mar 2, 2024 to Feb 26, 2025
- Individual clients · 273 to 341Mar 2, 2024 to Feb 26, 2025
- Pension plan clients · 68 to 66Mar 2, 2024 to Feb 26, 2025
- Financial planning clients · unset to Mar 2, 2024 to Feb 26, 2025
- HQ city · unset to Mar 2, 2024 to Feb 26, 2025
- HQ state · unset to Mar 2, 2024 to Feb 26, 2025
- Other offices · 4 to 3Mar 2, 2024 to Feb 26, 2025
- Discretionary RAUM · $203M to $223MMar 2, 2024 to Feb 26, 2025
- HNW RAUM · $43.2M to $49.5MMar 2, 2024 to Feb 26, 2025
- Individual RAUM · $21.6M to $31.2MMar 2, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $53.6M to $77.1MMar 2, 2024 to Feb 26, 2025
- Pension RAUM · $191M to $219MMar 2, 2024 to Feb 26, 2025
- RAUM · $256M to $300MMar 2, 2024 to Feb 26, 2025
- Accounts · 279 to 396Mar 3, 2023 to Mar 2, 2024
- HNW clients · 57 to 55Mar 3, 2023 to Mar 2, 2024
- Individual clients · 155 to 273Mar 3, 2023 to Mar 2, 2024
- Pension plan clients · 67 to 68Mar 3, 2023 to Mar 2, 2024
- Discretionary RAUM · $180M to $203MMar 3, 2023 to Mar 2, 2024
- HNW RAUM · $33.2M to $43.2MMar 3, 2023 to Mar 2, 2024
- Individual RAUM · $11.8M to $21.6MMar 3, 2023 to Mar 2, 2024
- Non-discretionary RAUM · $44.5M to $53.6MMar 3, 2023 to Mar 2, 2024
- Pension RAUM · $179M to $191MMar 3, 2023 to Mar 2, 2024
- RAUM · $224M to $256MMar 3, 2023 to Mar 2, 2024
- Accounts · 255 to 279Feb 9, 2022 to Mar 3, 2023
- HNW clients · 52 to 57Feb 9, 2022 to Mar 3, 2023
- Individual clients · 136 to 155Feb 9, 2022 to Mar 3, 2023
- Discretionary RAUM · $190M to $180MFeb 9, 2022 to Mar 3, 2023
Signals
1 dated events
- M• G•••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@planwithm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 253-678-5318reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-801-6110reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-708-1922reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/m-group-investment-advisorreportedpublic record, Form ADV, Sep 18, 2026
- Website
- planwithm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-708-1922reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- planwithm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- planwithm.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $172Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026