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RIA Intelligence

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Registered advisor

J•••• D••••••••

C•••••• A•••••••BD affiliatedTallahassee, Fl dual registrantIAPD 6031742

Feed of 09/15/2026

Also filed as J•••• D••••••••

At current firm

3 y

since Aug 1, 2023

In the industry

14 y

since Feb 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Aug 3, 2023 · Tallahassee, Fl
L•••••• I••••••••• independent RIA current
since Aug 1, 2023 · Fort Washington, Pa
E•••••• A••••••• G••••• L•• BD affiliated
Jan 23, 2023 to Jul 10, 2023 · Greenwood Village, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 25, 2020 to Aug 5, 2022 · Jacksonville, Fl
C•••••• S••••• • C••• I••• national BD
Dec 7, 2017 to Jun 17, 2019 · Lone Tree, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 18, 2012 to Sep 7, 2017 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to L•••••• I•••••••••
left Jul 10, 2023, registered Aug 1, 2023 (22 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Aug 5, 2022, registered Jan 23, 2023 (171 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 17, 2019, registered Mar 25, 2020 (282 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Sep 7, 2017, registered Dec 7, 2017 (91 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• D•••••••• left E•••••• A••••••• G••••• L•• for L•••••• I••••••••• (registered 2023-08-01)
Jul 10, 2023 · Advisor changed firm · fact
J•••• D•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2023-01-23)
Aug 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address