RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• M•••••• C•••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Sep 14, 2023 · Woodstock, Ga
- G••••••• W••••• M••••••••• BD affiliatedSep 23, 2020 to Sep 12, 2023 · Woodstock, Ga
- R•••• I••••••••• A••••••• L•• BD affiliatedApr 1, 2019 to Jul 23, 2020 · Alpharetta, Ga
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedMar 28, 2017 to Sep 10, 2018 · Duluth, Ga
- P••• A••••• S••••••••• L•• BD affiliatedMar 11, 2014 to Feb 8, 2017 · Atlanta, Ga
- G••••••• W••••• M••••••••• to I••••••••• F•••••••• G••••• L••left Sep 12, 2023, registered Sep 14, 2023 (2 days) · Affiliated broker-dealer or bank to another
- R•••• I••••••••• A••••••• L•• to G••••••• W••••• M•••••••••left Jul 23, 2020, registered Sep 23, 2020 (62 days) · Affiliated broker-dealer or bank to another
- B•••••• L••• A••••••• S•••••••• I••• to R•••• I••••••••• A••••••• L••left Sep 10, 2018, registered Apr 1, 2019 (203 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left Feb 8, 2017, registered Mar 28, 2017 (48 days) · Other
- C••• M•••••• C••••• left G••••••• W••••• M••••••••• for I••••••••• F•••••••• G••••• L•• (registered 2023-09-14)Sep 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address