RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• C••••• W•••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jun 28, 2024 · Bradenton, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 8, 2021 to Jul 25, 2024 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDAug 13, 2018 to Jun 7, 2021 · Dublin, Oh
- C••• F•••••••• S•••••••• L••• formerMar 20, 2015 to Sep 8, 2017 · Grove City, Oh
- P•••••••• S••••••••• I••• BD affiliatedMay 5, 2014 to Aug 28, 2014 · Columbus, Oh
- C••••••••• F•••••••• N•••••• national BDDec 11, 2012 to Feb 19, 2014 · Columbus, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• I••••••••• A•••••••• L••left Jul 25, 2024, registered Jun 28, 2024 (-27 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 7, 2021, registered Jun 8, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• F•••••••• S•••••••• L••• to A••••••••• F•••••••• S•••••••• L••left Sep 8, 2017, registered Aug 13, 2018 (339 days) · Other
- P•••••••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••left Aug 28, 2014, registered Mar 20, 2015 (204 days) · Other
- C••••••••• F•••••••• N•••••• to P•••••••• S••••••••• I•••left Feb 19, 2014, registered May 5, 2014 (75 days) · Other
- S•••••• C••••• W••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• I••••••••• A•••••••• L•• (registered 2024-06-28)Jul 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address