RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• E•••••• C•••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Dec 22, 2021 · Miami, Fl
- L••••••• A•••• M••••••••• L•• asset managerMay 20, 2016 to Jan 3, 2022 · Miami, Fl
- O••••••••• • C•• I••• BD affiliatedOct 19, 2015 to Jun 1, 2016 · Coral Gables, Fl
- M••••• S•••••• wirehouseJun 3, 2013 to Oct 19, 2015 · Boca Raton, Fl
- L••••••• A•••• M••••••••• L•• to I••••••• A••••••• S•••••••• L••left Jan 3, 2022, registered Dec 22, 2021 (-12 days) · RIA to RIA
- O••••••••• • C•• I••• to L••••••• A•••• M••••••••• L••left Jun 1, 2016, registered May 20, 2016 (-12 days) · Other
- M••••• S•••••• to O••••••••• • C•• I•••left Oct 19, 2015, registered Oct 19, 2015 (0 days) · Other
- K•••• E•••••• C••••• left L••••••• A•••• M••••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2021-12-22)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address