RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• R•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 5, 2026 · Greenwood Village, Co
- S•••••••• A••••••• L•• national BDMar 31, 2025 to May 28, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 4, 2021 to Mar 31, 2025 · Boston, Ma
- A••••• A•• P••••••• S••••••• BD affiliatedDec 11, 2018 to Nov 13, 2020 · Cambridge, Ma
- C••••••• S••••••••• I••• BD affiliatedFeb 22, 2017 to Nov 19, 2018 · Malden, Ma
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left May 28, 2025, registered Mar 5, 2026 (281 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 13, 2020, registered Jan 4, 2021 (52 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Nov 19, 2018, registered Dec 11, 2018 (22 days) · Affiliated broker-dealer or bank to another
- A••• R••••• left S•••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-03-05)May 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address