M•••••• W•••••• W••••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Oct 25, 2023 · Virginia Beach, Va
• M•• I•••••••• S•••••••• L•• BD affiliated
  Sep 24, 2019 to Oct 26, 2023 · Virginia Beach, Va
• J••• M••••• S••••••••• L•• wirehouse
  Nov 13, 2018 to Sep 25, 2019 · Chicago, Il
• P•• W••••• M••••••••• BD affiliated
  Feb 7, 2017 to Oct 30, 2018 · Chicago, Il
• M••••• S•••••• wirehouse
  Oct 1, 2013 to Jan 25, 2017 · South Jordan, Ut

• M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 26, 2023, registered Oct 25, 2023 (-1 days) · Affiliated broker-dealer or bank to another
• J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Sep 25, 2019, registered Sep 24, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• P•• W••••• M••••••••• to J••• M••••• S••••••••• L••
  left Oct 30, 2018, registered Nov 13, 2018 (14 days) · Affiliated broker-dealer or bank to wirehouse
• M••••• S•••••• to P•• W••••• M•••••••••
  left Jan 25, 2017, registered Feb 7, 2017 (13 days) · Other

• ••• Locked
  Oct 26, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address