DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• L•• S••••••

W••••• M••• E••••••••• I•••independent RIASmithfield, Nc IA-onlyIAPD 6050798

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jacob L Stewert

At current firm

0 y

since Jan 14, 2026

In the industry

13 y

since Jan 7, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• M••• E••••••••• I••• independent RIA current
since Jan 14, 2026 · Smithfield, Nc
W••••• M••• E••••••••• I••• independent RIA
Aug 28, 2024 to Dec 31, 2025 · Smithfield, Nc
C•• A•••••••• L•• independent RIA
Aug 19, 2021 to Aug 11, 2022 · Manhattan, Ks
W•••• F•••• A••••••• wirehouse
Jul 26, 2016 to Jan 19, 2018 · Charlotte, Nc
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Nov 5, 2015 to Mar 3, 2016 · Mint Hill, Nc
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jan 8, 2013 to Dec 10, 2013 · Cary, Nc

Moves

a registration end followed by a registration begin elsewhere

C•• A•••••••• L•• to W••••• M••• E••••••••• I•••
left Aug 11, 2022, registered Aug 28, 2024 (748 days) · RIA to a newly registered adviser
W•••• F•••• A••••••• to C•• A•••••••• L••
left Jan 19, 2018, registered Aug 19, 2021 (1308 days) · Wirehouse to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••
left Mar 3, 2016, registered Jul 26, 2016 (145 days) · Other
T••••••• I••••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 10, 2013, registered Nov 5, 2015 (695 days) · Other

Signals

J•••• L•• S•••••• left C•• A•••••••• L•• for W••••• M••• E••••••••• I••• (registered 2024-08-28)
Aug 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address