DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• S•••••• C•••••••

I••••••••• F•••••••• P•••••••BD affiliatedCoral Gables, Fl IA-onlyIAPD 6059705

Certified Financial Planner

Feed of 09/14/2026

Also filed as Christopher Callaway

At current firm

1 y

since Nov 15, 2024

In the industry

14 y

since Sep 18, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• P••••••• BD affiliated current
since Nov 15, 2024 · Tampa, Fl
S•••••••• W•••••• L•• i••••••••• wealth
Feb 14, 2024 to Aug 5, 2024 · Los Angeles, Ca
V••••• W••••• M•••••••• I••• i••••••••• wealth
Mar 24, 2022 to Feb 5, 2024 · West Palm Beach, Fl
C••••••• S••••••••• I••• BD affiliated
Jul 26, 2021 to Mar 10, 2022 · West Palm Beach, Fl
C•••••• S••••• • C••• I••• national BD
Dec 23, 2013 to Jul 26, 2021 · Coral Gables, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 16, 2012 to Dec 4, 2013 · Ft Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W•••••• L•• to I••••••••• F•••••••• P•••••••
left Aug 5, 2024, registered Nov 15, 2024 (102 days) · RIA to affiliated broker-dealer or bank
V••••• W••••• M•••••••• I••• to S•••••••• W•••••• L••
left Feb 5, 2024, registered Feb 14, 2024 (9 days) · RIA to RIA
C••••••• S••••••••• I••• to V••••• W••••• M•••••••• I•••
left Mar 10, 2022, registered Mar 24, 2022 (14 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••
left Jul 26, 2021, registered Jul 26, 2021 (0 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 4, 2013, registered Dec 23, 2013 (19 days) · Other

Signals

C••••••••• S•••••• C••••••• left S•••••••• W•••••• L•• for I••••••••• F•••••••• P••••••• (registered 2024-11-15)
Aug 5, 2024 · Advisor changed firm · fact
C••••••••• S•••••• C••••••• left V••••• W••••• M•••••••• I••• for S•••••••• W•••••• L•• (registered 2024-02-14)
Feb 5, 2024 · Advisor changed firm · fact
C••••••••• S•••••• C••••••• left C••••••• S••••••••• I••• for V••••• W••••• M•••••••• I••• (registered 2022-03-24)
Mar 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address