DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• W••••• F•••••••

M••••• S••••••wirehouseBarrington, Ildual registrantIAPD 6061858

Feed of 09/14/2026

Also filed as J•••••• W••••• F•••••••

At current firm

1 y

since May 28, 2025

In the industry

12 y

since Jul 21, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since May 28, 2025 · Barrington, Il
V•••• F•••••••• A•••••••• I••• BD affiliated
Jan 8, 2019 to Jun 9, 2025 · Chicago, Il
J••• M••••• S••••••••• L•• wirehouse
Jan 12, 2017 to Nov 23, 2018 · Chicago, Il
F•••• T•••• A••••••• L• asset manager
Jul 22, 2014 to Jan 12, 2015 · Wheaton, Il

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to M••••• S••••••
left Jun 9, 2025, registered May 28, 2025 (-12 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Nov 23, 2018, registered Jan 8, 2019 (46 days) · Wirehouse to affiliated broker-dealer or bank
F•••• T•••• A••••••• L• to J••• M••••• S••••••••• L••
left Jan 12, 2015, registered Jan 12, 2017 (731 days) · Other

Signals

J•••••• W••••• F••••••• left V•••• F•••••••• A•••••••• I••• for M••••• S•••••• (registered 2025-05-28)
Jun 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address