RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• W• C•••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jul 26, 2025 · Milford, Pa
- M•• S••••••••• I••• unclassifiedNov 20, 2015 to May 3, 2019 · Monsey, Ny
- J••• M••••• S••••••••• L•• wirehouseJan 24, 2014 to Aug 7, 2015 · New City, Ny
- M••••• S•••••• wirehouseMay 1, 2013 to Dec 4, 2013 · Pearl River, Ny
- M•• S••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left May 3, 2019, registered Jul 26, 2025 (2276 days) · Other
- J••• M••••• S••••••••• L•• to M•• S••••••••• I•••left Aug 7, 2015, registered Nov 20, 2015 (105 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Dec 4, 2013, registered Jan 24, 2014 (51 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address