DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R•••

M••••• S••••••wirehouseHouston, Txdual registrantIAPD 6068521

Feed of 09/14/2026

Also filed as J•••• M R•••

At current firm

0 y

since Oct 30, 2025

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Oct 30, 2025 · Houston, Tx
E••••• J•••• national BD
Mar 25, 2024 to Oct 9, 2025 · Houston, Tx
M••••• S•••••• wirehouse
Sep 5, 2023 to Apr 11, 2024 · Purchase, Ny
E•••••• C•••••• M••••••••• L•• former
Oct 15, 2021 to Sep 5, 2023 · Houston, Tx
J••• M••••• S••••••••• L•• wirehouse
Jun 30, 2021 to Sep 18, 2021 · Webster, Tx
T• A••••••••• I••• former
Feb 27, 2018 to Jan 11, 2021 · Sugarland, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Dec 31, 2020 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Feb 21, 2017 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M••••• S••••••
left Oct 9, 2025, registered Oct 30, 2025 (21 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to E••••• J••••
left Apr 11, 2024, registered Mar 25, 2024 (-17 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••
left Sep 18, 2021, registered Oct 15, 2021 (27 days) · Wirehouse to independent RIA
T• A••••••••• I••• to J••• M••••• S••••••••• L••
left Jan 11, 2021, registered Jun 30, 2021 (170 days) · Other · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

J•••• R••• left E••••• J•••• for M••••• S•••••• (registered 2025-10-30)
Oct 9, 2025 · Advisor changed firm · fact
J•••• R••• left M••••• S•••••• for E••••• J•••• (registered 2024-03-25)
Apr 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address