DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• N••••••••
Feed of 09/14/2026
At current firm
0 y
since Feb 10, 2026
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 10, 2026 · Radnor, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedDec 13, 2017 to Nov 13, 2020 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 1, 2013 to Nov 30, 2017 · Hilton Head Island, Sc
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to S••••• W••••• A•••••••• I•••left Nov 13, 2020, registered Feb 10, 2026 (1915 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Nov 30, 2017, registered Dec 13, 2017 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address