DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• P••••• L•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBedford, Nhdual registrantIAPD 6073757

Feed of 09/14/2026

At current firm

0 y

since May 4, 2026

In the industry

15 y

since Mar 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 4, 2026 · Bedford, Nh
F•••••••• S••••••••• R••••••••• P••••••• unclassified
Apr 13, 2020 to Apr 8, 2026 · Bedford, Nh
C••••••••• F•••••••• N•••••• national BD
Mar 20, 2020 to May 4, 2026 · Bedford, Nh
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Feb 24, 2020 · Boston, Ma
S•••••••• A••••••• L•• national BD
Apr 18, 2013 to Jul 13, 2018 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to F•••••••• S••••••••• R••••••••• P•••••••
left May 4, 2026, registered Apr 13, 2020 (-2212 days) · Other · moved with a team
F•••••••• S••••••••• R••••••••• P••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 8, 2026, registered May 4, 2026 (26 days) · Other · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to C••••••••• F•••••••• N••••••
left Feb 24, 2020, registered Mar 20, 2020 (25 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

T••••• P••••• L••••• left C••••••••• F•••••••• N•••••• for F•••••••• S••••••••• R••••••••• P••••••• (registered 2020-04-13)
May 4, 2026 · Advisor changed firm · fact
T••••• P••••• L••••• left F•••••••• S••••••••• R••••••••• P••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-04)
Apr 8, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address