RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• P••••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Apr 25, 2022 · Bay Village, Oh
- P•• W••••• M••••••••• BD affiliatedFeb 16, 2017 to Apr 1, 2022 · Cleveland, Oh
- P•• C•••••• A••••••• L•• otherSep 8, 2015 to Jan 13, 2017 · Cleveland, Oh
- P•• W••••• M••••••••• BD affiliatedMay 21, 2013 to Aug 13, 2015 · Chicago, Il
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Apr 1, 2022, registered Apr 25, 2022 (24 days) · Affiliated broker-dealer or bank to another
- P•• C•••••• A••••••• L•• to P•• W••••• M•••••••••left Jan 13, 2017, registered Feb 16, 2017 (34 days) · Other
- P•• W••••• M••••••••• to P•• C•••••• A••••••• L••left Aug 13, 2015, registered Sep 8, 2015 (26 days) · Other
- E••• P•••••• left P•• W••••• M••••••••• for H••••••••• F•••••••• A••••••• (registered 2022-04-25)Apr 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address