DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• C•••••• Y••••

F•••••• Y•••• I••••••••• W•••••state registeredBrighton, MiIA-onlyIAPD 6084342

Feed of 09/14/2026

At current firm

1 y

since Mar 7, 2025

In the industry

12 y

since Feb 28, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• Y•••• I••••••••• W••••• state registered current
since Mar 7, 2025 · Brighton, Mi
P•• A••••••• S•••••••• L•• independent RIA
Jan 27, 2025 to Mar 12, 2025 · Albany, Ny
P••••••• W••••• M••••••••• I••• independent RIA
Aug 14, 2019 to Jan 24, 2025 · Brighton, Mi
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Aug 12, 2019 · Brighton, Mi
Q•••••• A•••• M••••••••• I••• former
Aug 29, 2014 to Mar 1, 2019 · Minneapolis, Mn
N••• F•••••••• G••••• I••• former
Mar 4, 2014 to Aug 27, 2014 · Northville, Mi

Moves

a registration end followed by a registration begin elsewhere

P•• A••••••• S•••••••• L•• to F•••••• Y•••• I••••••••• W•••••
left Mar 12, 2025, registered Mar 7, 2025 (-5 days) · RIA to a state-registered adviser
P••••••• W••••• M••••••••• I••• to P•• A••••••• S•••••••• L••
left Jan 24, 2025, registered Jan 27, 2025 (3 days) · RIA to RIA · moved with a team
W••••••• F•••••••• S•••••••• I••• to P••••••• W••••• M••••••••• I•••
left Aug 12, 2019, registered Aug 14, 2019 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
N••• F•••••••• G••••• I••• to Q•••••• A•••• M••••••••• I•••
left Aug 27, 2014, registered Aug 29, 2014 (2 days) · Other

Signals

M••• C•••••• Y•••• left P•• A••••••• S•••••••• L•• for F•••••• Y•••• I••••••••• W••••• (registered 2025-03-07)
Mar 12, 2025 · Advisor changed firm · fact
M••• C•••••• Y•••• left P••••••• W••••• M••••••••• I••• for P•• A••••••• S•••••••• L•• (registered 2025-01-27)
Jan 24, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address