DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• N••••••

S••••• P••••••••• G••••state registeredPortland, OrIA-onlyIAPD 6086063

Feed of 09/14/2026

Also filed as A•••• Phillip N••••••

At current firm

0 y

since Oct 31, 2025

In the industry

13 y

since Mar 22, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• P••••••••• G•••• state registered current
since Oct 31, 2025 · Portland, Or
E•••••• A••••••• G••••• L•• BD affiliated
Apr 3, 2023 to Jul 29, 2025 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Oct 17, 2022 to Apr 3, 2023 · Vancouver, Wa
F••••• I••••••••• independent RIA
Aug 16, 2017 to Oct 17, 2022 · Plano, Tx
M•••••• W••••• A••••••• former
Nov 15, 2016 to May 11, 2017 · Tulsa, Ok
M•••••• BD affiliated
Nov 15, 2016 to May 11, 2017 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to S••••• P••••••••• G••••
left Jul 29, 2025, registered Oct 31, 2025 (94 days) · Affiliated broker-dealer or bank to a state-registered adviser
P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
F••••• I••••••••• to P••••••• C•••••• A••••••• C•••••••••
left Oct 17, 2022, registered Oct 17, 2022 (0 days) · RIA to RIA · moved with a team
M•••••• W••••• A••••••• to F••••• I•••••••••
left May 11, 2017, registered Aug 16, 2017 (97 days) · Other
M•••••• to M•••••• W••••• A•••••••
left May 11, 2017, registered Nov 15, 2016 (-177 days) · Other

Signals

A•••• N•••••• left E•••••• A••••••• G••••• L•• for S••••• P••••••••• G•••• (registered 2025-10-31)
Jul 29, 2025 · Advisor changed firm · fact
A•••• N•••••• left F••••• I••••••••• for P••••••• C•••••• A••••••• C••••••••• (registered 2022-10-17)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address