DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• M• L•••••

M•• F•••••••• S•••••••• I•••BD affiliatedDenton, Tx dual registrantIAPD 6091023

Feed of 09/15/2026

Also filed as N••• Merville-Hines L•••••

At current firm

1 y

since Feb 13, 2025

In the industry

13 y

since Aug 7, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• F•••••••• S•••••••• I••• BD affiliated current
since Feb 13, 2025 · Plano, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jul 8, 2022 to Dec 20, 2024 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Jun 24, 2019 to Jun 15, 2022 · Fort Worth, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 12, 2019 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Mar 23, 2015 to Jan 8, 2018 · Addison, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Sep 3, 2013 to Oct 3, 2014 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

U••• I••••••••• S••••••• C•••••• to M•• F•••••••• S•••••••• I•••
left Dec 20, 2024, registered Feb 13, 2025 (55 days) · Other
C•••••• S••••• • C••• I••• to U••• I••••••••• S••••••• C••••••
left Jun 15, 2022, registered Jul 8, 2022 (23 days) · Other
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left Jun 12, 2019, registered Jun 24, 2019 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
F•••• C•••••• F•••••••• P•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Oct 3, 2014, registered Mar 23, 2015 (171 days) · Other

Signals

N••• M• L••••• left U••• I••••••••• S••••••• C•••••• for M•• F•••••••• S•••••••• I••• (registered 2025-02-13)
Dec 20, 2024 · Advisor changed firm · fact
N••• M• L••••• left C•••••• S••••• • C••• I••• for U••• I••••••••• S••••••• C•••••• (registered 2022-07-08)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address