DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• B••••••• F•••••••

S•••••• F•••••••• G••••• L•••••independent RIAMayfield Heights, Oh IA-onlyIAPD 6092134

Feed of 09/14/2026

Also filed as P•••••• F•••••••

At current firm

2 y

since Jan 18, 2024

In the industry

11 y

since Aug 27, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• F•••••••• G••••• L••••• independent RIA current
since Jan 18, 2024 · Mayfield Heights, Oh
S•••••• W••••• A••••••• L•• independent RIA
Jun 11, 2021 to Jan 3, 2024 · Beachwood, Oh
W•••• F•••• A••••••• wirehouse
Jul 30, 2018 to Jun 16, 2021 · Pepper Pike, Oh
S•••••••• W••••• P•••••••• L••• independent RIA
Apr 4, 2017 to Jun 26, 2018 · Independence, Oh
V••• F•••••••• A•••••••• I••• BD affiliated
Jan 25, 2017 to Mar 3, 2017 · Independence, Oh
E•••••••• A•••••••• L•• national BD
Sep 8, 2015 to Mar 8, 2016 · Independence, Oh

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• A••••••• L•• to S•••••• F•••••••• G••••• L•••••
left Jan 3, 2024, registered Jan 18, 2024 (15 days) · RIA to RIA
W•••• F•••• A••••••• to S•••••• W••••• A••••••• L••
left Jun 16, 2021, registered Jun 11, 2021 (-5 days) · Wirehouse to independent RIA · moved with a team
S•••••••• W••••• P•••••••• L••• to W•••• F•••• A•••••••
left Jun 26, 2018, registered Jul 30, 2018 (34 days) · RIA to wirehouse
V••• F•••••••• A•••••••• I••• to S•••••••• W••••• P•••••••• L•••
left Mar 3, 2017, registered Apr 4, 2017 (32 days) · Other
E•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Mar 8, 2016, registered Jan 25, 2017 (323 days) · Other

Signals

P•••••• B••••••• F••••••• left S•••••• W••••• A••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2024-01-18)
Jan 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address