DFX Intelligence
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Registered advisor
G•••••• J••••• G•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as G•••••• G•••••
At current firm
1 y
since Jun 24, 2025
In the industry
14 y
since Aug 20, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Jun 24, 2025 · Pasadena, Ca
- W•••• F•••• A••••••• wirehouseJun 12, 2023 to May 29, 2025 · Encino, Ca
- J••• M••••• S••••••••• L•• wirehouseJul 1, 2019 to Jun 14, 2023 · Encino, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 27, 2016 to Jun 21, 2019 · Van Nuys, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 22, 2016 to Sep 20, 2016 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••••• A••••••• L••left May 29, 2025, registered Jun 24, 2025 (26 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jun 14, 2023, registered Jun 12, 2023 (-2 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 21, 2019, registered Jul 1, 2019 (10 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 20, 2016, registered Oct 27, 2016 (37 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMay 29, 2025 · Advisor changed firm · fact
- ••• LockedJun 14, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address