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Registered advisor

I•••• L•••••

W•••• F•••• A•••••••wirehouseSeattle, Wa dual registrantIAPD 6099591

Feed of 09/15/2026

Also filed as I•••• L•••••-Rivera

At current firm

0 y

since Dec 11, 2025

In the industry

13 y

since Dec 16, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 11, 2025 · Port Orchard, Wa
J••• M••••• S••••••••• L•• wirehouse
Apr 24, 2017 to Dec 12, 2025 · Puyallup, Wa
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 26, 2015 to May 3, 2017 · Bremerton, Wa
M••••• S•••••• wirehouse
Feb 19, 2013 to Jul 15, 2015 · Tacoma, Wa

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Dec 12, 2025, registered Dec 11, 2025 (-1 days) · Wirehouse to wirehouse
A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••
left May 3, 2017, registered Apr 24, 2017 (-9 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 15, 2015, registered Jun 26, 2015 (-19 days) · Wirehouse to affiliated broker-dealer or bank

Signals

I•••• L••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-12-11)
Dec 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address