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Registered advisor
E•••• B••••••••
Feed of 09/14/2026
Also filed as E•••• B••••••••
At current firm
2 y
since Apr 17, 2024
In the industry
13 y
since Sep 28, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 17, 2024 · Irvine, Ca
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to Apr 29, 2024 · Grass Valley, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerDec 26, 2017 to Jul 19, 2023 · Carmichael, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 4, 2014 to Nov 10, 2017 · Roseville, Ca
- E••••• J•••• national BDDec 11, 2012 to Sep 2, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Apr 29, 2024, registered Apr 17, 2024 (-12 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••••••• I••••••••• S•••••••• I••• •••••left Nov 10, 2017, registered Dec 26, 2017 (46 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 2, 2014, registered Sep 4, 2014 (2 days) · Other
Signals
- E•••• B•••••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-04-17)Apr 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address