RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••••• L•• state registered currentsince May 22, 2025 · Atlanta, Ga
- P• S•••••• W••••• M••••••••• L•• state registered currentsince May 22, 2025 · Decatur, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 31, 2024 to Mar 12, 2025 · Lilburn, Ga
- P• S•••••• W••••• M••••••••• L•• state registeredMar 11, 2024 to Sep 26, 2024 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedMar 3, 2016 to Nov 8, 2023 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseMay 2, 2014 to Feb 9, 2016 · Conyers, Ga
- M•• I•••••••• S•••••••• L•• to P• S•••••• W••••• M••••••••• L••left Mar 12, 2025, registered May 22, 2025 (71 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P• S•••••• W••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 26, 2024, registered Oct 31, 2024 (35 days) · Other
- A••••• A•• P••••••• S••••••• to P• S•••••• W••••• M••••••••• L••left Nov 8, 2023, registered Mar 11, 2024 (124 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 9, 2016, registered Mar 3, 2016 (23 days) · Other
- D•••• L••••• A••••• left M•• I•••••••• S•••••••• L•• for C••••••••• L•• (registered 2025-05-22)Mar 12, 2025 · Advisor changed firm · fact
- D•••• L••••• A••••• left P• S•••••• W••••• M••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2024-10-31)Sep 26, 2024 · Advisor changed firm · fact
- D•••• L••••• A••••• left A••••• A•• P••••••• S••••••• for P• S•••••• W••••• M••••••••• L•• (registered 2024-03-11)Nov 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address