DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Alexander Dann
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alex Dann
At current firm
5 y
since Feb 3, 2021
In the industry
13 y
since Oct 31, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Novare Capital Management independent RIA currentsince Feb 3, 2021 · Charlotte, Nc
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Dec 22, 2020 · Boston, Ma
- Strategic Advisers LLC national BDMar 25, 2014 to Jul 13, 2018 · Alexandria, Va
- Wells Fargo Advisors wirehouseNov 13, 2013 to Feb 25, 2014 · Mclean, Va
- Duncan-Williams, Inc. formerNov 2, 2012 to Oct 7, 2013 · Memphis (Shelby), Tn
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Novare Capital Managementleft Dec 22, 2020, registered Feb 3, 2021 (43 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Strategic Advisers LLCleft Feb 25, 2014, registered Mar 25, 2014 (28 days) · Wirehouse to affiliated broker-dealer or bank
- Duncan-Williams, Inc. to Wells Fargo Advisorsleft Oct 7, 2013, registered Nov 13, 2013 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address