RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••••• P••••
- V•••• W••••• independent RIA currentsince Jan 15, 2025 · Santa Clarita, Ca
- C•••••• C•••••• A•••••••• L•• independent RIAJul 15, 2019 to Feb 18, 2021 · Beverly Hills, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 13, 2013 to Jul 17, 2017 · Pasadena, Ca
- E••••• J•••• national BDOct 15, 2012 to Feb 7, 2013 · St Louis, Mo
- C•••••• C•••••• A•••••••• L•• to V•••• W•••••left Feb 18, 2021, registered Jan 15, 2025 (1427 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• C•••••• A•••••••• L••left Jul 17, 2017, registered Jul 15, 2019 (728 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 7, 2013, registered May 13, 2013 (95 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address