DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• B•••• E••••••

L•• F•••••••• L••BD affiliatedYukon, Okdual registrantIAPD 6109073

Feed of 09/14/2026

Also filed as J•••••• B•••• E••••••

At current firm

1 y

since Sep 17, 2025

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 17, 2025 · Yukon, Ok
C••••••••• W••••• M••••••••• L•• independent RIA
Mar 26, 2024 to Sep 17, 2025 · Yukon, Ok
E••••• J•••• national BD
Jul 26, 2021 to Mar 28, 2024 · Moore, Ok
J••• M••••• S••••••••• L•• wirehouse
Nov 24, 2020 to Aug 3, 2021 · Edmond, Ok
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2017 to Nov 11, 2020 · Oklahoma City, Ok
B••••••• I••••••••• S•••••••• I••• ••••• former
Feb 21, 2017 to Sep 22, 2017 · Seminole, Ok
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 15, 2014 to Feb 24, 2017 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••
left Sep 17, 2025, registered Sep 17, 2025 (0 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to C••••••••• W••••• M••••••••• L••
left Mar 28, 2024, registered Mar 26, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to E••••• J••••
left Aug 3, 2021, registered Jul 26, 2021 (-8 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 11, 2020, registered Nov 24, 2020 (13 days) · Wirehouse to wirehouse
B••••••• I••••••••• S•••••••• I••• ••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 22, 2017, registered Oct 12, 2017 (20 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Feb 24, 2017, registered Feb 21, 2017 (-3 days) · Other

Signals

J•••••• B•••• E•••••• left C••••••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-09-17)
Sep 17, 2025 · Advisor changed firm · fact
J•••••• B•••• E•••••• left E••••• J•••• for C••••••••• W••••• M••••••••• L•• (registered 2024-03-26)
Mar 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address