DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David John Aanderud
Feed of 09/14/2026
Also filed as David Aanderud
At current firm
0 y
since Oct 27, 2025
In the industry
14 y
since Dec 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Oct 27, 2025 · Vacaville, Ca
- LPL Financial LLC BD affiliatedMay 18, 2022 to Nov 3, 2025 · Kennewick, Wa
- Cuna Brokerage Services, Inc. formerMar 16, 2021 to May 18, 2022 · Richland, Wa
- Mutual Of Omaha Investor Services, Inc. independent RIAJan 18, 2019 to Nov 4, 2020 · North Charleston, Sc
- Wells Fargo Advisors wirehouseJun 1, 2016 to Dec 10, 2018 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Raymond James Financial Services Advisors, Incleft Nov 3, 2025, registered Oct 27, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- Cuna Brokerage Services, Inc. to LPL Financial LLCleft May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- Mutual Of Omaha Investor Services, Inc. to Cuna Brokerage Services, Inc.left Nov 4, 2020, registered Mar 16, 2021 (132 days) · Other
- Wells Fargo Advisors to Mutual Of Omaha Investor Services, Inc.left Dec 10, 2018, registered Jan 18, 2019 (39 days) · Other
Signals
- David John Aanderud left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-10-27)Nov 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address