RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••••• R•••••••
- W•••••• A•••••••• L•• independent RIA currentsince Oct 22, 2024 · Birmingham, Al
- 9••• W••••• M••••••••• L•• formerJan 9, 2018 to Dec 2, 2024 · Blue Ash, Oh
- R•••••• J•••• • A••••••••• I••• national BDDec 21, 2016 to Dec 31, 2017 · Blue Ash, Oh
- M•• F•••••••• S•••••••• I••• BD affiliatedMay 20, 2016 to Dec 20, 2016 · Wilmington, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 17, 2015 to Apr 20, 2016 · Mount Orab, Oh
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 15, 2015 · Mt Orab, Oh
- C••••• I••••••••• S••••••• L•• formerNov 30, 2012 to Jan 21, 2014 · Blanchester, Oh
- 9••• W••••• M••••••••• L•• to W•••••• A•••••••• L••left Dec 2, 2024, registered Oct 22, 2024 (-41 days) · RIA to RIA · moved with a team
- R•••••• J•••• • A••••••••• I••• to 9••• W••••• M••••••••• L••left Dec 31, 2017, registered Jan 9, 2018 (9 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 20, 2016, registered Dec 21, 2016 (1 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•• F•••••••• S•••••••• I•••left Apr 20, 2016, registered May 20, 2016 (30 days) · Other
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 15, 2015, registered Apr 17, 2015 (2 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Clayton Michael Reynolds left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)Dec 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address