DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Katherine James Coutrakon
At current firm
1 y
since Sep 10, 2025
In the industry
13 y
since Oct 30, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Sep 10, 2025 · Bend, Or
- Callan Capital, LLC formerSep 3, 2014 to Dec 10, 2015 · La Jolla, Ca
- Fisher Investments independent RIAOct 31, 2012 to Aug 7, 2014 · Camas, Wa
Moves
a registration end followed by a registration begin elsewhere
- Callan Capital, LLC to Morgan Stanleyleft Dec 10, 2015, registered Sep 10, 2025 (3562 days) · Other
- Fisher Investments to Callan Capital, LLCleft Aug 7, 2014, registered Sep 3, 2014 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address