DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Callan Capital, LLC

Former SEC-registered adviserLa Jolla, CaliforniaCRD 142527SEC 801-67379websiteIAPD
Latest filing Mar 18, 2025
First filing on the tape Mar 23, 2012 · 51 filings
SEC status approved since Jan 3, 2007
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$2.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$2.3B as of Mar 18, 2025
Mar 23, 2012$292M then
HNW client RAUM$2.3B as of Mar 18, 2025
Mar 28, 2018$830M then
State-registered IARs (5.B.3)8 as of Mar 18, 2025
Mar 23, 20120 then
Employees (5.A)21 as of Mar 18, 2025
Mar 15, 20136 then
Private funds1 as of Mar 21, 2014
Mar 23, 20121 then
RAUM +24% over the last fiscal year+17% a year over threeIARs 8 to 8offices 1 to 2
Practice profile
derived from the filing of Mar 18, 2025; every figure names its basis
RAUM per advisor
$291MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
41derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.7MderivedHNW RAUM over HNW clients
Average account
$1.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.6derivedItem 5.A over advisors
Advisors per office
2.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$714M, 556 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.3B98%
  • Individuals$24.0M1.0%
  • Charitable organizations$6.4M0.3%
  • Pension and profit-sharing plans$5.8M0.2%
  • Corporations and businesses$182,3540.0%
Individual clients
63reported
HNW clients
263reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,386reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$714M for 556 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Callan Capital Distressed Debt And Income Opportunity Fund I LP A Partnershipno longer reportedPrivate Equity Fund$257,13528Mar 23, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • James Ryan Callan · Managing Partner/Chief Executivie Officercontrol
      since 01/2007 · owns 10% to 25%
    • Smith Timothy Callan · Managing Partner/ Chief Financial Officer/Chief Investment Officercontrol
      since 01/2007 · owns 25% to 50%
    • Michael Trevor Callan · Managing Partnercontrol
      since 01/2007 · owns 50% to 75%
    • Scott Robert Mikulski · Chief Operating Officercontrol
      since 01/2022 · owns less than 5%
    • C Kaitlin Coryell · Chief Compliance Officer
      since 03/2023 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Callan Capital LLC, Dba, Callan Capital Insurance Services LLC
      real estatey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Katy, Tx000
    La Jolla, Ca · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Austin, TX4 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,288 to 1,386
      Feb 26, 2025 to Mar 18, 2025
    • Advisory employees · 7 to 8
      Feb 26, 2025 to Mar 18, 2025
    • HNW clients · 253 to 263
      Feb 26, 2025 to Mar 18, 2025
    • Individual clients · 61 to 63
      Feb 26, 2025 to Mar 18, 2025
    • Assets in custody · $681M to $714M
      Feb 26, 2025 to Mar 18, 2025
    • Employees · 18 to 21
      Feb 26, 2025 to Mar 18, 2025
    • Other offices · 1 to 2
      Feb 26, 2025 to Mar 18, 2025
    • Discretionary RAUM · $1.9B to $2.3B
      Feb 26, 2025 to Mar 18, 2025
    • HNW RAUM · $1.9B to $2.3B
      Feb 26, 2025 to Mar 18, 2025
    • Individual RAUM · $10.5M to $24.0M
      Feb 26, 2025 to Mar 18, 2025
    • Pension RAUM · $5.0M to $5.8M
      Feb 26, 2025 to Mar 18, 2025
    • RAUM · $1.9B to $2.3B
      Feb 26, 2025 to Mar 18, 2025
    • Accounts · 1,064 to 1,288
      Jan 22, 2024 to Feb 16, 2024
    • Advisory employees · 6 to 7
      Jan 22, 2024 to Feb 16, 2024
    • HNW clients · 222 to 253
      Jan 22, 2024 to Feb 16, 2024
    • Individual clients · 55 to 61
      Jan 22, 2024 to Feb 16, 2024
    • Assets in custody · $586M to $681M
      Jan 22, 2024 to Feb 16, 2024
    • Employees · 16 to 18
      Jan 22, 2024 to Feb 16, 2024
    • State-registered IARs · 6 to 8
      Jan 22, 2024 to Feb 16, 2024
    • Discretionary RAUM · $1.5B to $1.9B
      Jan 22, 2024 to Feb 16, 2024
    • HNW RAUM · $1.5B to $1.9B
      Jan 22, 2024 to Feb 16, 2024
    • Individual RAUM · $7.2M to $10.5M
      Jan 22, 2024 to Feb 16, 2024
    • Pension RAUM · $3.7M to $5.0M
      Jan 22, 2024 to Feb 16, 2024
    • RAUM · $1.5B to $1.9B
      Jan 22, 2024 to Feb 16, 2024
    • Accounts · 904 to 1,064
      Nov 4, 2022 to Mar 30, 2023
    • Advisory employees · 5 to 6
      Nov 4, 2022 to Mar 30, 2023
    • Advisory activities · 3 to 4
      Nov 4, 2022 to Mar 30, 2023
    • Charity clients · 3.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Corporate clients · 2.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • HNW clients · 190 to 222
      Nov 4, 2022 to Mar 30, 2023
    • Individual clients · 45 to 55
      Nov 4, 2022 to Mar 30, 2023
    • Pension plan clients · 1.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Pooled vehicle clients · 0.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Assets in custody · $537M to $586M
      Nov 4, 2022 to Mar 30, 2023
    • Employees · 13 to 16
      Nov 4, 2022 to Mar 30, 2023
    • State-registered IARs · 5 to 6
      Nov 4, 2022 to Mar 30, 2023
    • Discretionary RAUM · $1.5B to $1.5B
      Nov 4, 2022 to Mar 30, 2023
    • HNW RAUM · $1.5B to $1.5B
      Nov 4, 2022 to Mar 30, 2023
    • Individual RAUM · $6.8M to $7.2M
      Nov 4, 2022 to Mar 30, 2023
    • Pension RAUM · $3.7M to $3.7M
      Nov 4, 2022 to Mar 30, 2023
    Signals
    12 dated events
    • Callan Capital, Llc no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $2.3B)
      Jun 2, 2025 · Left the SEC roster · derived
    • Christopher Lane Willingham left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-04-17)
      May 15, 2025 · Advisor changed firm · fact
    • Timothy Smith Callan left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-04-24)
      May 15, 2025 · Advisor changed firm · fact
    • Trevor Michael Callan left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-04-17)
      May 15, 2025 · Advisor changed firm · fact
    • Ryan James Callan left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-05-05)
      May 15, 2025 · Advisor changed firm · fact
    • Nomathemba Nicole Nkala-Hendon left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-05-05)
      May 15, 2025 · Advisor changed firm · fact
    • Jessica Cafferata left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-05-05)
      May 15, 2025 · Advisor changed firm · fact
    • Joan Kathleen Koss left Callan Capital, Llc for Alphacore Capital Llc (registered 2025-04-23)
      May 15, 2025 · Advisor changed firm · fact
    • Callan Capital, LLC's advisors moved to Alphacore Capital LLC (LA Jolla, CA): 4 of 7 registered, on the same day
      May 15, 2025 · Firm absorbed (people side) · derived
    • Callan Capital, Llc reported RAUM $1.9B, up 28% from $1.5B (2024-01-22 to 2024-02-16)
      Feb 16, 2024 · RAUM change · derived
    • Scott Robert Mikulski (Chief Operating Officer) appeared on Schedule A of Callan Capital, Llc
      Oct 28, 2022 · Control person joined · fact
    • Callan Capital, Llc reported RAUM $1.5B, up 38% from $1.1B (2022-02-22 to 2022-03-25)
      Mar 25, 2022 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026