RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• R••••• D••••••
- C••••••• institutional currentsince Mar 6, 2018 · Raleigh, Nc
- H••••• M••• I••••••••• I••• no RAUMAug 11, 2017 to Mar 9, 2018 · Morrisville, Nc
- S•••••••• A••••••• L•• national BDDec 12, 2013 to Jul 31, 2017 · Durham, Nc
- H••••• M••• I••••••••• I••• to C•••••••left Mar 9, 2018, registered Mar 6, 2018 (-3 days) · Other
- S•••••••• A••••••• L•• to H••••• M••• I••••••••• I•••left Jul 31, 2017, registered Aug 11, 2017 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address