DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••• W•••••••

G••••••• W••••• P•••••••• L••independent RIAPittsburgh, PaIA-onlyIAPD 6126793

Feed of 09/14/2026

Also filed as Chad Nicholas Warmbein

At current firm

4 y

since Mar 31, 2022

In the industry

13 y

since Mar 30, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••• W••••• P•••••••• L•• independent RIA current
since Mar 31, 2022 · Pittsburgh, Pa
C••••••• I••••••••• C•••••• independent RIA
Oct 9, 2015 to Apr 6, 2022 · Pepper Pike, Oh
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Apr 18, 2013 to Sep 4, 2015 · New York, Ny
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Apr 8, 2013 to Sep 4, 2015 · Boston, Ma
F•••••••• I••••••••• C••••••••• institutional
Apr 4, 2013 to Sep 4, 2015 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Apr 4, 2013 to Sep 4, 2015 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• I••••••••• C•••••• to G••••••• W••••• P•••••••• L••
left Apr 6, 2022, registered Mar 31, 2022 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Sep 4, 2015, registered Apr 8, 2013 (-879 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to C••••••• I••••••••• C••••••
left Sep 4, 2015, registered Oct 9, 2015 (35 days) · Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Sep 4, 2015, registered Apr 18, 2013 (-869 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Sep 4, 2015, registered Apr 4, 2013 (-883 days) · channel change inside one enterprise, not a move

Signals

C••• W••••••• left C••••••• I••••••••• C•••••• for G••••••• W••••• P•••••••• L•• (registered 2022-03-31)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address