RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• C•••• S••••
- C••••••• P••••••• independent RIA currentsince Apr 30, 2026 · Costa Mesa, Ca
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• managerOct 30, 2018 to Apr 27, 2026 · Newport Beach, Ca
- J••• M••••• S••••••••• L•• wirehouseDec 18, 2015 to Oct 12, 2018 · Huntington Beach, Ca
- C••••• A•••••• N••••••• L•• formerSep 2, 2014 to Sep 30, 2015 · Irvine, Ca
- C••••••• P••••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Apr 27, 2026, registered Apr 30, 2026 (3 days) · channel change inside one enterprise, not a move
- J••• M••••• S••••••••• L•• to C••••••• P••••••• I••••••••• A•••••••• L••left Oct 12, 2018, registered Oct 30, 2018 (18 days) · Other
- C••••• A•••••• N••••••• L•• to J••• M••••• S••••••••• L••left Sep 30, 2015, registered Dec 18, 2015 (79 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address