DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C•••• C••••

I••••••••• S•••independent RIAMiami, FlIA-onlyIAPD 6130484

Feed of 09/14/2026

Also filed as J•••• C•••• C••••

At current firm

1 y

since Jan 13, 2025

In the industry

14 y

since Feb 6, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• S••• independent RIA current
since Jan 13, 2025 · Miami, Fl
F•••••••• Q• G•••• L•• state registered
Oct 23, 2025 to Mar 23, 2026 · Miami, Fl
T•• A•••• F•••••••• G•••• mixed wealth
Apr 16, 2020 to Nov 19, 2021 · Miami, Fl
W•••• C•••••• A••••••• L•• asset manager
Oct 28, 2019 to May 12, 2020 · Miami, Fl
S••••• independent RIA
Oct 11, 2019 to Nov 19, 2021 · Coral Gables, Fl
A••• C•••••• former
Sep 19, 2019 to Apr 24, 2020 · Madrid
E•••• C•••••• unclassified
Aug 1, 2019 to Feb 22, 2021 · Coral Gables, Fl
F•••••• A•••• M••••••••• former
Jun 7, 2018 to Mar 1, 2022 · Miami, Fl
F•••••• A•••• M••••••••• former
Oct 20, 2017 to Dec 18, 2017 · Miami, Fl
H••••• I••••• mixed wealth
May 22, 2015 to Jul 26, 2017 · Aventura, Fl
E•• C•••••• M••••••••• L•• unclassified
Jan 9, 2013 to Dec 31, 2014 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

F•••••••• Q• G•••• L•• to no registered destination
left Mar 23, 2026 · Departure, no registered destination
F•••••• A•••• M••••••••• to E•••• C••••••
left Mar 1, 2022, registered Aug 1, 2019 (-943 days) · Other
S••••• to W•••• C•••••• A••••••• L••
left Nov 19, 2021, registered Oct 28, 2019 (-753 days) · Other
T•• A•••• F•••••••• G•••• to I••••••••• S•••
left Nov 19, 2021, registered Jan 13, 2025 (1151 days) · Other
E•••• C•••••• to A••• C••••••
left Feb 22, 2021, registered Sep 19, 2019 (-522 days) · Other
W•••• C•••••• A••••••• L•• to T•• A•••• F•••••••• G••••
left May 12, 2020, registered Apr 16, 2020 (-26 days) · Other
A••• C•••••• to S•••••
left Apr 24, 2020, registered Oct 11, 2019 (-196 days) · RIA to a newly registered adviser
H••••• I••••• to F•••••• A•••• M•••••••••
left Jul 26, 2017, registered Oct 20, 2017 (86 days) · Other
E•• C•••••• M••••••••• L•• to H••••• I•••••
left Dec 31, 2014, registered May 22, 2015 (142 days) · Other

Signals

J•••• C•••• C•••• no longer registered at F•••••••• Q• G•••• L••; no later IA registration on IAPD
Mar 23, 2026 · Advisor departure · fact
J•••• C•••• C•••• left F•••••• A•••• M••••••••• for E•••• C•••••• (registered 2019-08-01)
Mar 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address