DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I••••••••• S•••

Independent wealth managerMiami, FloridaCRD 318065SEC 801-132240websiteIAPD
Legal name I••••••••• S••• C•••
Latest filing Jul 10, 2026
First filing on the tape Apr 7, 2025 · 4 filings
SEC status approved since Apr 10, 2025
RAUM
$160M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
88%
$141M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$53.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$160M as of Jul 10, 2026
Apr 7, 2025$103M then
HNW client RAUM$50.5M as of Jul 10, 2026
Apr 7, 2025$29.7M then
State-registered IARs (5.B.3)1 as of Jul 10, 2026
Apr 7, 20251 then
Employees (5.A)1 as of Jul 10, 2026
Apr 7, 20251 then
Private funds: no history
RAUM +55% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$53.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
138derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$362,430derivedRAUM over accounts (5.F.2.f)
Discretionary
47%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+55%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+80%derived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$90.9M57%
  • High-net-worth individuals$50.5M32%
  • Corporations and businesses$18.8M12%
Individual clients
387reported
HNW clients
26reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
442reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.88 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
F•••••••• J••••• A•••••• V•••Miami, Fl Dec 6, 202414 y0
J•••• C•••• C••••Miami, FlJan 13, 202514 y10
M••••••••• S•••• A••••••••Miami, Fl Feb 24, 20269 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••• J••••• C•••• · Chief Compliance Officer - Principalcontrol
      since 12/2021 · owns less than 5%
    • U••••• P••••• J••• · Presidentcontrol
      since 07/2026 · owns less than 5%
    Entity owners
    • G•••••• P••••••••• S•••• · Sole Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal310
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • account count surgeChange between filings · filing Mar 20, 2026
      accounts (Item 5.F.2.f) moved from 251.0 to 442.0 (+76.0%) between the annual amendments of 2025-04-07 and 2026-03-20; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
    • client count surgeChange between filings · filing Mar 20, 2026
      individual and HNW clients (Item 5.D) moved from 229.0 to 413.0 (+80.0%) between the annual amendments of 2025-04-07 and 2026-03-20; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
    • RAUM up 50 %Change between filings · filing Mar 20, 2026
      RAUM (Item 5.F) moved from $103,037,572 to $160,193,912 (+55.0%) between the annual amendments of 2025-04-07 and 2026-03-20; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 251 to 442
      Apr 7, 2025 to Mar 20, 2026
    • Corporate clients · 20 to 24
      Apr 7, 2025 to Mar 20, 2026
    • HNW clients · 15 to 26
      Apr 7, 2025 to Mar 20, 2026
    • Individual clients · 214 to 387
      Apr 7, 2025 to Mar 20, 2026
    • Discretionary RAUM · $36.4M to $75.4M
      Apr 7, 2025 to Mar 20, 2026
    • HNW RAUM · $29.7M to $50.5M
      Apr 7, 2025 to Mar 20, 2026
    • Individual RAUM · $51.3M to $90.9M
      Apr 7, 2025 to Mar 20, 2026
    • Non-discretionary RAUM · $66.7M to $84.8M
      Apr 7, 2025 to Mar 20, 2026
    • RAUM · $103M to $160M
      Apr 7, 2025 to Mar 20, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    I•••••••••S•••.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    305 448-0014reportedpublic record, Form ADV, Jul 10, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $53.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026