RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Feb 17, 2026 · Fillmore, Ca
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJan 18, 2018 to Feb 26, 2026 · Columbus, Oh
- U••• B•••••• A•••••••• L•• BD affiliatedAug 27, 2014 to Jan 3, 2018 · Los Angeles, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 16, 2014 to Aug 28, 2014 · Glendale, Ca
- N••••••••• I••••••••• A•••••••• L•• to E••••• J••••left Feb 26, 2026, registered Feb 17, 2026 (-9 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• A•••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Jan 3, 2018, registered Jan 18, 2018 (15 days) · Other
- V•••• F•••••••• A•••••••• I••• to U••• B•••••• A•••••••• L••left Aug 28, 2014, registered Aug 27, 2014 (-1 days) · Other
- J•••••• A••••• left N••••••••• I••••••••• A•••••••• L•• for E••••• J•••• (registered 2026-02-17)Feb 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address