T•••• L••• K•••••••

• V••• F•••••••• A•••••••• I••• BD affiliated current
  since Mar 8, 2022 · Holland, Mi
• P•••• S••••••••• L•• no RAUM
  Jul 25, 2018 to Oct 13, 2021 · Swansea, Il
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Apr 14, 2014 to Jun 7, 2018 · Chicago, Il
• E••••• J•••• national BD
  Feb 11, 2013 to Apr 9, 2014 · St Louis, Mo

• P•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Oct 13, 2021, registered Mar 8, 2022 (146 days) · Affiliated broker-dealer or bank to another
• V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
  left Jun 7, 2018, registered Jul 25, 2018 (48 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to V•••• F•••••••• A•••••••• I•••
  left Apr 9, 2014, registered Apr 14, 2014 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address