RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Atlanta, Tx
- A•••••• A••••••• S••••••• formerNov 24, 2020 to Sep 5, 2025 · Atlanta, Tx
- A•••••• A••••••• S••••••• formerJul 22, 2019 to Nov 18, 2020 · Shreveport, La
- E••••• J•••• national BDMay 24, 2019 to Jul 9, 2019 · Bossier City, La
- A•••••• A••••••• S••••••• formerJul 18, 2016 to Mar 1, 2019 · Irving, Tx
- M••••• S•••••• wirehouseFeb 9, 2016 to Jun 10, 2016 · Dallas, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJan 13, 2015 to Nov 25, 2015 · Dallas, Tx
- E••••• J•••• national BDFeb 26, 2013 to Dec 15, 2014 · Allen, Tx
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- E••••• J•••• to A•••••• A••••••• S•••••••left Jul 9, 2019, registered Jul 22, 2019 (13 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to E••••• J••••left Mar 1, 2019, registered May 24, 2019 (84 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to A•••••• A••••••• S•••••••left Jun 10, 2016, registered Jul 18, 2016 (38 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to M••••• S••••••left Nov 25, 2015, registered Feb 9, 2016 (76 days) · Other
- E••••• J•••• to P•• M•••••• A•••••• S••••••••• I•••left Dec 15, 2014, registered Jan 13, 2015 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address