RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• C••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Jan 23, 2020 · Mcdonough, Ga
- G•• S••••••••• I••• BD affiliatedJan 4, 2016 to Dec 23, 2019 · Palm Beach Gardens, Fl
- O••••••••• S••••••••• I••• BD affiliatedOct 31, 2013 to May 1, 2014 · Midlothian, Va
- E••••• J•••• national BDApr 23, 2013 to Sep 3, 2013 · Chester, Va
- G•• S••••••••• I••• to P••••••••• S••••••••• C•••••••••left Dec 23, 2019, registered Jan 23, 2020 (31 days) · Affiliated broker-dealer or bank to independent RIA
- O••••••••• S••••••••• I••• to G•• S••••••••• I•••left May 1, 2014, registered Jan 4, 2016 (613 days) · Other
- E••••• J•••• to O••••••••• S••••••••• I•••left Sep 3, 2013, registered Oct 31, 2013 (58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address