RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• C••••
- P•••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Apr 1, 2025 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 2, 2018 to Mar 31, 2025 · Plano, Tx
- M••••• S•••••• wirehouseMar 11, 2013 to Apr 6, 2018 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••• W••••• M••••••••• G••••• L••left Mar 31, 2025, registered Apr 1, 2025 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 6, 2018, registered Apr 2, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••••••• D•••• C•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••• W••••• M••••••••• G••••• L•• (registered 2025-04-01)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address