DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

P•••••• W••••• M••••••••• G••••• L••

Independent wealth managerPlano, TexasCRD 333971SEC 801-131974websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Jan 15, 2025 · 4 filings
SEC status approved since Feb 10, 2025
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.2B individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$67.9M
derived; firm RAUM over IAPD count
Employees
27
16 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.2B as of Mar 5, 2026
Jan 15, 2025$0 then
HNW client RAUM$919M as of Mar 5, 2026
May 27, 2025$690M then
State-registered IARs (5.B.3)18 as of Mar 5, 2026
Jan 15, 202516 then
Employees (5.A)27 as of Mar 5, 2026
Jan 15, 202516 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 16 to 18
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$67.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
73derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$277,697derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
3.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$1.2BreportedItem 5.I
Custody
$1.4B, 169 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$919M75%
  • Individuals$263M22%
  • Corporations and businesses$31.1M2.5%
  • Charitable organizations$7.4M0.6%
  • State and municipal entities$1.1M0.1%
  • Pension and profit-sharing plans$359,5820.0%
Individual clients
1,027reported
HNW clients
283reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
4,399reported
Financial planning clients
26-50reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$1.4B for 169 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=2.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••••• R•• B••••Certified Financial PlannerPlano, TxApr 1, 202533 y3
R•••• E••• B••••Nacogdoches, TxApr 1, 202525 y3
M•••••• B•••••Plano, TxApr 1, 202510 y2
S••••••• R•••••• L•••Certified Financial PlannerNacogdoches, TxApr 1, 202521 y3
C•••• O•••••••Certified Financial PlannerPlano, Tx Apr 1, 202518 y2
C••••••••• D•••• C••••Certified Financial PlannerPlano, TxApr 1, 202513 y2
G•••• R•• B••••Certified Financial PlannerPlano, TxApr 1, 202516 y1
H•••• E•••••••• P•••Nacogdoches, TxApr 1, 202525 y3
H•••• F••••• H•••••• C•••••Plano, TxApr 1, 202511 y1
J••• M••••••• H••••••T••••, Tx Apr 1, 202531 y2
J••••• W•••••Henderson, Tx Apr 1, 202512 y2
M•••••• J••• G••••••Plano, TxApr 1, 202543 y5
R••••• D••••• M•••••Plano, TxApr 1, 202531 y3
J••• S•••••••••Plano, TxApr 1, 202519 y3
C•••••• G•••• T•••••••Plano, TxApr 2, 202528 y3
T•••• W••• H•••••••Certified Financial PlannerPlano, TxApr 4, 202510 y3
J•••••• H•••• B••••Plano, TxMay 22, 202516 y0
E•••••••• K••• R•••••••••Plano, TxFeb 27, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• T•••••• R•• · Founding Partnercontrol
        since 03/2016 · owns 10% to 25%
      • M••••••• A•••• · Founding Partnercontrol
        since 03/2016 · owns less than 5%
      • M•••••• R•••••• D••••• · Cheif Executive Officer / Founding Partnercontrol
        since 03/2016 · owns 50% to 75%
      • S••••••••• J••• · Founding Partnercontrol
        since 03/2016 · owns 10% to 25%
      • P•••• H••••• E•••••••• · Chief Compliance Officer
        since 01/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Plano, Tx · principal1510
      Nacogdoches, Tx400
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • employee count surgeChange between filings · filing Mar 5, 2026
        employees (Item 5.A) moved from 16.0 to 27.0 (+69.0%) between the annual amendments of 2025-01-15 and 2026-03-05; the peer median change was +4.0% (1050 comparable advisers, 97.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (1,050) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Financial planning clients · 26-50 to 26-50
        Mar 5, 2026 to Sep 14, 2026
      • Related adviser · false to unset
        Mar 5, 2026 to Sep 14, 2026
      • Related bank · false to unset
        Mar 5, 2026 to Sep 14, 2026
      • Related broker-dealer · false to unset
        Mar 5, 2026 to Sep 14, 2026
      • Related insurance company · false to unset
        Mar 5, 2026 to Sep 14, 2026
      • Succession · false to unset
        Mar 5, 2026 to Sep 14, 2026
      • Accounts · 3,331 to 4,399
        May 27, 2025 to Mar 5, 2026
      • BD registered reps · 8 to 2
        May 27, 2025 to Mar 5, 2026
      • Charity clients · 8 to 7
        May 27, 2025 to Mar 5, 2026
      • Corporate clients · 24 to 25
        May 27, 2025 to Mar 5, 2026
      • HNW clients · 221 to 283
        May 27, 2025 to Mar 5, 2026
      • Individual clients · 1,045 to 1,027
        May 27, 2025 to Mar 5, 2026
      • Assets in custody · $1.7B to $1.4B
        May 27, 2025 to Mar 5, 2026
      • Employees · 16 to 27
        May 27, 2025 to Mar 5, 2026
      • Financial planning clients · 0 to 26-50
        May 27, 2025 to Mar 5, 2026
      • State-registered IARs · 16 to 18
        May 27, 2025 to Mar 5, 2026
      • Discretionary RAUM · $1.1B to $1.2B
        May 27, 2025 to Mar 5, 2026
      • HNW RAUM · $690M to $919M
        May 27, 2025 to Mar 5, 2026
      • Individual RAUM · $278M to $263M
        May 27, 2025 to Mar 5, 2026
      • Pension RAUM · $905,239 to $359,582
        May 27, 2025 to Mar 5, 2026
      • RAUM · $1.1B to $1.2B
        May 27, 2025 to Mar 5, 2026
      • Accounts · 0 to 3,331
        Jan 15, 2025 to May 27, 2025
      • BD registered reps · 16 to 8
        Jan 15, 2025 to May 27, 2025
      • Charity clients · unset to 8.0
        Jan 15, 2025 to May 27, 2025
      • Corporate clients · unset to 24.0
        Jan 15, 2025 to May 27, 2025
      • HNW clients · unset to 221.0
        Jan 15, 2025 to May 27, 2025
      • Individual clients · unset to 1045.0
        Jan 15, 2025 to May 27, 2025
      • Assets in custody · unset to 1653470891.0
        Jan 15, 2025 to May 27, 2025
      • Custody of client assets · false to true
        Jan 15, 2025 to May 27, 2025
      • Insurance-licensed employees · 16 to 0
        Jan 15, 2025 to May 27, 2025
      • Financial planning clients · 0 to 0
        Jan 15, 2025 to May 27, 2025
      • Discretionary RAUM · $0 to $1.1B
        Jan 15, 2025 to May 27, 2025
      • HNW RAUM · unset to 690356356.0
        Jan 15, 2025 to May 27, 2025
      • Individual RAUM · unset to 277893545.0
        Jan 15, 2025 to May 27, 2025
      • Pension RAUM · unset to 905239.0
        Jan 15, 2025 to May 27, 2025
      • RAUM · $0 to $1.1B
        Jan 15, 2025 to May 27, 2025
      Signals
      1 dated events
      • 16 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Plano, TX) for P•••••• W••••• M••••••••• G••••• L•• on the same day
        Mar 31, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/parkway-wealth-management-group-llcreportedpublic record, Form ADV, Sep 18, 2026
      Website
      parkwayteam.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      972-502-9340reportedpublic record, Form ADV, Sep 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $67.9Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026