RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• B•••••••
- C••••••• P••••••• independent RIA currentsince Jan 1, 2026 · Menlo Park, Ca
- E••••• W••••• formerAug 2, 2024 to Jan 4, 2025 · Walnut Creek, Ca
- E••••• W••••• A•••••••• L•• independent RIAFeb 6, 2020 to Oct 20, 2025 · Walnut Creek, Ca
- A•••••• S••••• C•••••• asset managerDec 18, 2015 to Feb 5, 2020 · Berkeley, Ca
- N•• E•••••• S••••••••• C••••••••• formerApr 29, 2013 to Jul 2, 2014 · San Ramon, Ca
- E••••• W••••• A•••••••• L•• to E••••• W•••••left Oct 20, 2025, registered Aug 2, 2024 (-444 days) · channel change inside one enterprise, not a move
- E••••• W••••• to C••••••• P•••••••left Jan 4, 2025, registered Jan 1, 2026 (362 days) · RIA to RIA
- A•••••• S••••• C•••••• to E••••• W••••• A•••••••• L••left Feb 5, 2020, registered Feb 6, 2020 (1 days) · RIA to RIA
- N•• E•••••• S••••••••• C••••••••• to A•••••• S••••• C••••••left Jul 2, 2014, registered Dec 18, 2015 (534 days) · Other
- S•••••• B••••••• left E••••• W••••• for C••••••• P••••••• (registered 2026-01-01)Jan 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address