DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Colin Geoffrey Mccarthy
Feed of 09/14/2026
At current firm
2 y
since Apr 2, 2024
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Invesco Advisers, Inc. asset manager currentsince Apr 2, 2024 · Fort Lauderdale, Fl
- Blackrock Investment Management, LLC asset managerMay 31, 2017 to Mar 26, 2024 · Boston, Ma
- Putnam Investment Management, LLC asset managerJul 28, 2015 to May 23, 2017 · Andover, Ma
Moves
a registration end followed by a registration begin elsewhere
- Blackrock Investment Management, LLC to Invesco Advisers, Inc.left Mar 26, 2024, registered Apr 2, 2024 (7 days) · Other
- Putnam Investment Management, LLC to Blackrock Investment Management, LLCleft May 23, 2017, registered May 31, 2017 (8 days) · Other
Signals
- Colin Geoffrey Mccarthy left Blackrock Investment Management, Llc for Invesco Advisers, Inc. (registered 2024-04-02)Mar 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address