DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• G••••••

S•••••••• A••••••• L••national BDLeesburg, Va dual registrantIAPD 6150747

Certified Financial Planner

Feed of 09/19/2026

Also filed as J••••••• R G••••••

At current firm

1 y

since Mar 31, 2025

In the industry

13 y

since Apr 18, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Leesburg, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 17, 2022 to Mar 31, 2025 · Lansdowne, Va
R•• C•••••• M••••••• L•• national BD
Jun 1, 2020 to Mar 2, 2022 · Vienna, Va
U•• F•••••••• S••••••• I••• wirehouse
Jan 21, 2020 to Jun 10, 2020 · Mclean, Va
H••• S••••••••• •••• I••• BD affiliated
Aug 3, 2017 to Jan 29, 2020 · Arlington, Va
P•• W••••• M••••••••• BD affiliated
Aug 13, 2015 to Jul 6, 2017 · Ashburn, Va
W•••• F•••• A••••••• wirehouse
Apr 3, 2014 to Jun 29, 2015 · Mclean, Va
E•••••••• A•••••••• L•• national BD
Apr 19, 2013 to Jul 8, 2013 · Fairfax, Va

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
R•• C•••••• M••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 2, 2022, registered Mar 17, 2022 (15 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
left Jun 10, 2020, registered Jun 1, 2020 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
H••• S••••••••• •••• I••• to U•• F•••••••• S••••••• I•••
left Jan 29, 2020, registered Jan 21, 2020 (-8 days) · Affiliated broker-dealer or bank to wirehouse
P•• W••••• M••••••••• to H••• S••••••••• •••• I•••
left Jul 6, 2017, registered Aug 3, 2017 (28 days) · Other
W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Jun 29, 2015, registered Aug 13, 2015 (45 days) · Other
E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Jul 8, 2013, registered Apr 3, 2014 (269 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J••••••• G•••••• left R•• C•••••• M••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-03-17)
Mar 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address