RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M•••••• D•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 4, 2025 · Tampa, Fl
- F••••• I••••••••• independent RIANov 20, 2019 to May 14, 2024 · Tampa, Fl
- V••••••• A•••••••• I••• BD affiliatedOct 1, 2019 to Nov 11, 2019 · Charlotte, Nc
- F••••• I••••••••• to E•••••• A••••••• G••••• L••left May 14, 2024, registered Mar 4, 2025 (294 days) · RIA to affiliated broker-dealer or bank
- V••••••• A•••••••• I••• to F••••• I•••••••••left Nov 11, 2019, registered Nov 20, 2019 (9 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• M•••••• D••••• left F••••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2025-03-04)May 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address